Chapter:	571X	Title:	SECURITIES AND FUTURES (DISCLOSURE OF INTERESTS-SECURITIES BORROWING AND LENDING) RULES	Gazette Number:	L.N. 219 of 2002; L.N. 12 of 2003
Section:	10	Heading:	Records to be kept by a regulated person	Version Date:	01/04/2003

(1) Where-

(a) shares are borrowed by a regulated person, as referred to in section 7(1)(a)(i);
(b) shares are returned to a regulated person, as referred to in section 7(1)(b)(i);
(c) shares are used for a prescribed purpose by a regulated person, or by a related corporation of the regulated person, within 5 business days after the date on which the shares are acquired or returned (as the case may be), as referred to in section 7(1)(a)(ii) or (b)(ii); or
(d) shares-
(i) borrowed by a regulated person, as referred to in section 7(1)(a)(i); or
(ii) returned to a regulated person, as referred to in section 7(1)(b)(i),
are not used for a prescribed purpose by the regulated person, or by a related corporation of the regulated person, within 5 business days after the date on which the shares are acquired or returned (as the case may be),

(a) the date of the occurrence of the event;
(b) the description and quantity of the shares which are the subject of the event; and
(c) the value of any collateral given, taken, returned or given up (as the case may be) in the event.

(a) retain the record made under subsection (1) for not less than 3 years after the last day of the period within which the record is required to be made; and
(b) if requested by the Commission at any time within 3 years after the last day of the period within which the relevant record is required to be made, provide such record to the Commission within 5 business days after the date of the request.