Current English Ord. & Sub. Leg.
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CAP 155CSPECIFICATION OF FACTORS (FINANCIAL EXPOSURE OF AUTHORIZED INSTITUTION) NOTICE
CAP 155DSPECIFICATION OF TERMS FOR RESTRICTED LICENCE BANKS NOTICE
CAP 155EBANKING (SPECIFICATION OF PUBLIC SECTOR ENTITIES IN HONG KONG) NOTICE
CAP 155FBANKING (SPECIFICATION OF CLASS OF EXEMPTED CHARGES) NOTICE
CAP 155GBANKING ORDINANCE (DECLARATION UNDER SECTION 2(14)(d)) (No. 2) NOTICE 1997
CAP 155HBANKING ORDINANCE (DECLARATION UNDER SECTION 2(14)(d)) (No. 3) NOTICE 1997
CAP 155IBANKING ORDINANCE (DECLARATION UNDER SECTION 2(14)(b)) NOTICE 1998
CAP 155JBANKING ORDINANCE (DECLARATION UNDER SECTION 2(14)(b)) NOTICE 2001
CAP 155KBANKING (SPECIFICATION OF CLASS OF EXEMPTED CHARGES) NOTICE
CAP 155LBanking (Capital) Rules
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Cap 155LEmpowering section
09/02/2012
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Cap 155L Part 1Preliminary
09/02/2012
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Cap 155L s 1(Omitted as spent¡XE.R. 1 of 2012)
09/02/2012
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Cap 155L s 2Interpretation
01/01/2013
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Cap 155L Part 1ACapital Adequacy Ratio
01/01/2013
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Cap 155L s 3Interpretation of Part 1A
01/01/2013
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Cap 155L s 3AMinimum capital adequacy ratio applicable to authorized institutions in 2013 and 2014
01/01/2013
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Cap 155L s 3BMinimum capital adequacy ratio applicable to authorized institutions from 2015
01/01/2013
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Cap 155L s 3CMonetary Authority may require authorized institution that has any subsidiary to calculate capital adequacy ratio on unconsolidated or consolidated basis, etc.
01/01/2013
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Cap 155L s 3DAuthorized institution must notify Monetary Authority of failure to have minimum capital adequacy ratio
01/01/2013
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Cap 155L Part 2Prescribed Approaches in Relation to Calculation of Capital Adequacy Ratio
09/02/2012
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Cap 155L Part 2 Division 1General
01/01/2007
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Cap 155L s 4Interpretation of Part 2
01/01/2013
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Cap 155L s 4AValuation of exposures measured at fair value
01/01/2013
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Cap 155L Part 2 Division 2Prescribed Approaches to Calculation of Credit Risk for Non-securitization Exposures
09/02/2012
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Cap 155L s 5Authorized institution shall only use STC approach, BSC approach or IRB approach to calculate its credit risk for non-securitization exposures
01/01/2013
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Cap 155L s 6Authorized institution may apply for approval to use BSC approach to calculate its credit risk for non-securitization exposures
09/02/2012
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Cap 155L s 7Minimum requirements to be satisfied for approval under section 6(2)(a) to use BSC approach
09/02/2012
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Cap 155L s 8Authorized institution may apply for approval to use IRB approach to calculate its credit risk for non-securitization exposures
09/02/2012
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Cap 155L s 9Circumstances in which Monetary Authority shall take into account assessment outside Hong Kong of rating system used by authorized institution
09/02/2012
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Cap 155L s 10Measures which may be taken by Monetary Authority if authorized institution using BSC approach or IRB approach no longer satisfies specified requirements
01/01/2013
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Cap 155L s 10AAuthorized institution must only use current exposure method, etc. to calculate its counterparty credit risk
01/01/2013
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Cap 155L s 10BAuthorized institution may apply for approval to use IMM(CCR) approach to calculate its default risk exposures
01/01/2013
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Cap 155L s 10CProvisions supplementary to prescribed methods for calculation of CVA capital charge
01/01/2013
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Cap 155L s 10DMeasures that may be taken by Monetary Authority if authorized institution using IMM(CCR) approach no longer satisfies specified requirements
01/01/2013
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Cap 155L Part 2 Division 3Specific Requirements Relating to Use of IRB Approach
09/02/2012
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Cap 155L s 11Minimum IRB coverage ratio
02/08/2012
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Cap 155L s 12Exemption for exposures
09/02/2012
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Cap 155L s 13Revocation of exemption under section 12
09/02/2012
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Cap 155L s 14Transitional arrangements
09/02/2012
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Cap 155L Part 2 Division 4Prescribed Approaches to Calculation of Credit Risk for Securitization Exposures
09/02/2012
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Cap 155L s 15Authorized institution shall only use STC(S) approach or IRB(S) approach to calculate its credit risk for securitization exposures
01/01/2013
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Cap 155L s 16Authorized institution using IRB(S) approach shall use ratings-based method or supervisory formula method to calculate its credit risk for securitization exposures
01/01/2013
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Cap 155L Part 2 Division 4ACalculation of Credit Risk for Exposures to CCPs, etc.
01/01/2013
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Cap 155L s 16AAuthorized institution must use Division 4 of Part 6A to calculate its credit risk for exposures to CCPs, etc.
01/01/2013
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Cap 155L Part 2 Division 5Prescribed Approaches to Calculation of Market Risk
09/02/2012
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Cap 155L s 17Authorized institution shall only use STM approach, IMM approach or approach used by parent bank to calculate its market risk
09/02/2012
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Cap 155L s 18Authorized institution may apply for approval to use IMM approach to calculate its market risk
09/02/2012
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Cap 155L s 18ATransitional provisions applicable to approvals granted under section 18 as in force immediately before commencement date of Banking (Capital) (Amendment) Rules 2011
01/01/2012
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Cap 155L s 19Measures which may be taken by Monetary Authority if authorized institution using IMM approach no longer satisfies specified requirements
01/01/2013
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Cap 155L s 20Authorized institution may apply for approval to use approach used by parent bank to calculate its market risk
09/02/2012
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Cap 155L s 21Measures which may be taken by Monetary Authority if authorized institution using approach used by parent bank no longer satisfies specified requirements
01/01/2013
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Cap 155L s 22Exemption from section 17
09/02/2012
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Cap 155L s 23Revocation of exemption under section 22
09/02/2012
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Cap 155L s 23AExemption from section 18 in respect of portfolio of market risk positions that fall within risk category
01/01/2012
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Cap 155L s 23BRevocation of exemption under section 23A
01/01/2012
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Cap 155L Part 2 Division 6Prescribed Approaches to Calculation of Operational Risk
09/02/2012
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Cap 155L s 24Authorized institution shall only use BIA approach, STO approach or ASA approach to calculate its operational risk
09/02/2012
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Cap 155L s 25Authorized institution may apply for approval to use STO approach or ASA approach to calculate its operational risk
09/02/2012
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Cap 155L s 26Measures which may be taken by Monetary Authority if authorized institution using STO approach or ASA approach no longer satisfies specified requirements
09/02/2012
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Cap 155L Part 2 Division 7Calculation of Capital Adequacy Ratio: Solo Basis, Solo-consolidated Basis and Consolidated Basis
09/02/2012
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Cap 155L s 27Authorized institution shall calculate its capital adequacy ratio on solo basis, solo-consolidated basis or consolidated basis
01/01/2013
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Cap 155L s 28Authorized institution may apply for approval to calculate its capital adequacy ratio on solo-consolidated basis
01/01/2013
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Cap 155L s 29Solo basis for calculation of capital adequacy ratio
01/01/2013
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Cap 155L s 30Solo-consolidated basis for calculation of capital adequacy ratio
01/01/2013
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Cap 155L s 31Consolidated basis for calculation of capital adequacy ratio
01/01/2013
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Cap 155L s 32Provisions supplementary to section 31
09/02/2012
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Cap 155L s 33Exceptions to section 27
01/01/2013
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Cap 155L Part 2 Division 7AAttachment of Conditions to Approvals Granted under Section 6(2)(a), 8(2)(a), 10B(2)(a), 18(2)(a), 20(2)(a) or 25(2)(a)*
01/01/2013
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Cap 155L s 33AAttachment of conditions to approvals granted under section 6(2)(a), 8(2)(a), 10B(2)(a), 18(2)(a), 20(2)(a) or 25(2)(a)*
01/01/2013
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Cap 155L Part 2 Division 8Decisions to which Section 101B(1) of Ordinance Applies
09/02/2012
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Cap 155L s 34Reviewable decisions
01/01/2013
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Cap 155L Part 3Determination of Capital Base
01/01/2013
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Cap 155L Part 3 Division 1General
01/01/2013
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Cap 155L s 35Interpretation of Part 3
01/01/2013
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Cap 155L s 36Determination of capital base
01/01/2013
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Cap 155L Part 3 Division 2Tier 1 Capital
01/01/2013
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Cap 155L s 37Tier 1 capital
01/01/2013
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Cap 155L s 38CET1 capital
01/01/2013
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Cap 155L s 39Additional Tier 1 capital
01/01/2013
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Cap 155L Part 3 Division 3Tier 2 Capital
01/01/2013
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Cap 155L s 40Tier 2 capital
01/01/2013
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Cap 155L s 41Provisions supplementary to section 40(1)(d)
01/01/2013
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Cap 155L s 42Provisions supplementary to section 40(1)(f)
01/01/2013
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Cap 155L Part 3 Division 4Regulatory Deductions
01/01/2013
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Cap 155L s 43Deductions from CET1 capital
01/01/2013
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Cap 155L s 44Provisions supplementary to section 43(1)(d), (l), (m), (n), (o), (p) and (q)
01/01/2013
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Cap 155L s 45Provisions supplementary to section 43(1)(k)
01/01/2013
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Cap 155L s 46Provisions supplementary to section 43(1)(n), (o), (p) and (q)
01/01/2013
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Cap 155L s 47Deductions from Additional Tier 1 capital
01/01/2013
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Cap 155L s 48Deductions from Tier 2 capital
01/01/2013
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Cap 155L s 49(Repealed L.N. 156 of 2012)
01/01/2013
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Cap 155L Part 4Calculation of Credit Risk for Non-securitization Exposures: STC Approach
09/02/2012
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Cap 155L Part 4 Division 1General
01/01/2007
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Cap 155L s 50Application of Part 4
09/02/2012
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Cap 155L s 51Interpretation of Part 4
01/01/2013
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Cap 155L Part 4 Division 2Calculation of Credit Risk under STC Approach, Exposures to be Covered in Calculation, and Classification of Exposures
09/02/2012
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Cap 155L s 52Calculation of risk-weighted amount of exposures
01/01/2013
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Cap 155L s 53On-balance sheet exposures and off-balance sheet exposures to be covered
01/01/2013
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Cap 155L s 54Classification of exposures
01/01/2013