Current English Ord. & Sub. Leg.
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Chapter 552PROVISION OF MUNICIPAL SERVICES (REORGANIZATION) ORDINANCE
Chapter 553ELECTRONIC TRANSACTIONS ORDINANCE
Chapter 554Elections (Corrupt and Illegal Conduct) Ordinance
Chapter 555EXCHANGES AND CLEARING HOUSES (MERGER) ORDINANCE
Chapter 556MASS TRANSIT RAILWAY ORDINANCE
Chapter 557CONSULAR RELATIONS ORDINANCE
Chapter 558INTERNATIONAL ORGANIZATIONS (PRIVILEGES AND IMMUNITIES) ORDINANCE
Chapter 559TRADE MARKS ORDINANCE
Chapter 560ENTERTAINMENT SPECIAL EFFECTS ORDINANCE
Chapter 561HUMAN REPRODUCTIVE TECHNOLOGY ORDINANCE
Chapter 562Broadcasting Ordinance
Chapter 563URBAN RENEWAL AUTHORITY ORDINANCE
Chapter 564WITNESS PROTECTION ORDINANCE
Chapter 565HONG KONG SCIENCE AND TECHNOLOGY PARKS CORPORATION ORDINANCE
Chapter 566DRUG DEPENDENT PERSONS TREATMENT AND REHABILITATION CENTRES (LICENSING) ORDINANCE
Chapter 567REHABILITATION CENTRES ORDINANCE
Chapter 568COPYRIGHT (SUSPENSION OF AMENDMENTS) ORDINANCE 2001
Chapter 569Chief Executive Election Ordinance
Chapter 570FIXED PENALTY (PUBLIC CLEANLINESS OFFENCES) ORDINANCE
Chapter 571Securities and Futures Ordinance
CAP 571Securities and Futures Ordinance
CAP 571ASECURITIES AND FUTURES (UNSOLICITED CALLS-EXCLUSION) RULES
CAP 571BSECURITIES AND FUTURES (RECOGNIZED COUNTERPARTY) RULES
CAP 571CSECURITIES AND FUTURES (REGISTRATION OF COMMISSION DISCIPLINARY ORDERS) RULES
CAP 571DSecurities and Futures (Professional Investor) Rules
CAP 571ESECURITIES AND FUTURES (LEVERAGED FOREIGN EXCHANGE TRADING-EXEMPTION) RULES
CAP 571FSECURITIES AND FUTURES (LEVERAGED FOREIGN EXCHANGE TRADING) (ARBITRATION) RULES
CAP 571GSECURITIES AND FUTURES (EXEMPTED INSTRUMENTS-INFORMATION) RULES
CAP 571HSecurities and Futures (Client Securities) Rules
CAP 571ISECURITIES AND FUTURES (CLIENT MONEY) RULES
CAP 571JSECURITIES AND FUTURES (ASSOCIATED ENTITIES-NOTICE) RULES
CAP 571KSECURITIES AND FUTURES (REGISTRATION OF APPEALS TRIBUNAL ORDERS) RULES
CAP 571LSECURITIES AND FUTURES (REGISTRATION OF MARKET MISCONDUCT TRIBUNAL ORDERS) RULES
CAP 571MSECURITIES AND FUTURES (COLLECTIVE INVESTMENT SCHEMES) NOTICE
CAP 571NSECURITIES AND FUTURES (FINANCIAL RESOURCES) RULES
CAP 571OSECURITIES AND FUTURES (KEEPING OF RECORDS) RULES
CAP 571PSECURITIES AND FUTURES (ACCOUNTS AND AUDIT) RULES
CAP 571QSECURITIES AND FUTURES (CONTRACT NOTES, STATEMENTS OF ACCOUNT AND RECEIPTS) RULES
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Cap 571QEmpowering section
01/04/2003
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Cap 571Q Part 1PRELIMINARY
01/04/2003
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Cap 571Q s 1(Omitted as spent)
01/04/2003
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Cap 571Q s 2Interpretation
01/04/2003
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Cap 571Q s 3Application
01/04/2003
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Cap 571Q s 4Avoidance of duplication
01/04/2003
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Cap 571Q Part 2PREPARATION AND PROVISION OF CONTRACT NOTES, STATEMENTS OF ACCOUNT AND RECEIPTS
01/04/2003
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Cap 571Q Part 2 Division 1Contract notes
01/04/2003
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Cap 571Q s 5Preparation and provision of contract notes
01/04/2003
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Cap 571Q s 6Consolidation of contract notes with daily statements of account
01/04/2003
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Cap 571Q Part 2 Division 2Statements of account
01/04/2003
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Cap 571Q s 7Information required in all statements of account
01/04/2003
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Cap 571Q s 8Preparation and provision of daily statements of account relating to financial accommodation
01/04/2003
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Cap 571Q s 9Preparation and provision of daily statements of account relating to margined transactions
01/04/2003
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Cap 571Q s 10Consolidation of daily statements of account
01/04/2003
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Cap 571Q s 11Preparation and provision of monthly statements of account
01/10/2006
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Cap 571Q s 12Duty to provide statements of account upon request
01/04/2003
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Cap 571Q Part 2 Division 3Receipts
01/04/2003
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Cap 571Q s 13Preparation and provision of receipts
01/04/2003
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Cap 571Q Part 3MISCELLANEOUS
01/04/2003
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Cap 571Q s 14Duty to provide copies of certain documents
01/04/2003
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Cap 571Q s 15Language of documents
01/04/2003
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Cap 571Q s 16Retention of copies
01/04/2003
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Cap 571Q s 17Provision of documents to clients
01/04/2003