Current English Ord. & Sub. Leg.
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Chapter 552PROVISION OF MUNICIPAL SERVICES (REORGANIZATION) ORDINANCE
Chapter 553ELECTRONIC TRANSACTIONS ORDINANCE
Chapter 554Elections (Corrupt and Illegal Conduct) Ordinance
Chapter 555EXCHANGES AND CLEARING HOUSES (MERGER) ORDINANCE
Chapter 556MASS TRANSIT RAILWAY ORDINANCE
Chapter 557CONSULAR RELATIONS ORDINANCE
Chapter 558INTERNATIONAL ORGANIZATIONS (PRIVILEGES AND IMMUNITIES) ORDINANCE
Chapter 559TRADE MARKS ORDINANCE
Chapter 560ENTERTAINMENT SPECIAL EFFECTS ORDINANCE
Chapter 561HUMAN REPRODUCTIVE TECHNOLOGY ORDINANCE
Chapter 562Broadcasting Ordinance
Chapter 563URBAN RENEWAL AUTHORITY ORDINANCE
Chapter 564WITNESS PROTECTION ORDINANCE
Chapter 565HONG KONG SCIENCE AND TECHNOLOGY PARKS CORPORATION ORDINANCE
Chapter 566DRUG DEPENDENT PERSONS TREATMENT AND REHABILITATION CENTRES (LICENSING) ORDINANCE
Chapter 567REHABILITATION CENTRES ORDINANCE
Chapter 568COPYRIGHT (SUSPENSION OF AMENDMENTS) ORDINANCE 2001
Chapter 569Chief Executive Election Ordinance
Chapter 570FIXED PENALTY (PUBLIC CLEANLINESS OFFENCES) ORDINANCE
Chapter 571Securities and Futures Ordinance
CAP 571Securities and Futures Ordinance
CAP 571ASECURITIES AND FUTURES (UNSOLICITED CALLS-EXCLUSION) RULES
CAP 571BSECURITIES AND FUTURES (RECOGNIZED COUNTERPARTY) RULES
CAP 571CSECURITIES AND FUTURES (REGISTRATION OF COMMISSION DISCIPLINARY ORDERS) RULES
CAP 571DSecurities and Futures (Professional Investor) Rules
CAP 571ESECURITIES AND FUTURES (LEVERAGED FOREIGN EXCHANGE TRADING-EXEMPTION) RULES
CAP 571FSECURITIES AND FUTURES (LEVERAGED FOREIGN EXCHANGE TRADING) (ARBITRATION) RULES
CAP 571GSECURITIES AND FUTURES (EXEMPTED INSTRUMENTS-INFORMATION) RULES
CAP 571HSecurities and Futures (Client Securities) Rules
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Cap 571HEmpowering section
02/08/2012
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Cap 571H Part 1Preliminary
02/08/2012
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Cap 571H s 1(Omitted as spent—E.R. 2 of 2012)
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Cap 571H s 2Interpretation
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Cap 571H s 3Application
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Cap 571H s 4Requirements in respect of a client's standing authority
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Cap 571H Part 2Treatment of Client Securities and Securities Collateral
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Cap 571H Part 2 Division 1General rules
01/04/2003
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Cap 571H s 5Requirement for deposit or registration of client securities and securities collateral
02/08/2012
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Cap 571H s 6Dealings with client securities and securities collateral
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Cap 571H Part 2 Division 2Particular rules
01/04/2003
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Cap 571H s 7Treatment of client securities and securities collateral by intermediaries licensed or registered for dealing in securities and their associated entities
02/08/2012
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Cap 571H s 8Treatment of securities collateral by intermediaries licensed for securities margin financing and their associated entities
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Cap 571H s 8ARepledging Limit
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Cap 571H s 9Treatment of securities collateral by intermediaries licensed or registered for dealing in futures contracts and their associated entities
02/08/2012
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Cap 571H Part 3Miscellaneous
02/08/2012
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Cap 571H s 10Limitations on the treatment of client securities and securities collateral
02/08/2012
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Cap 571H s 11Approval of custodians for safe custody of client securities and securities collateral
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Cap 571H s 12Reporting of non-compliance with certain provisions of the Rules
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Cap 571H s 13Penalties
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Cap 571H s 14Transitional
02/08/2012
CAP 571ISECURITIES AND FUTURES (CLIENT MONEY) RULES
CAP 571JSECURITIES AND FUTURES (ASSOCIATED ENTITIES-NOTICE) RULES
CAP 571KSECURITIES AND FUTURES (REGISTRATION OF APPEALS TRIBUNAL ORDERS) RULES
CAP 571LSECURITIES AND FUTURES (REGISTRATION OF MARKET MISCONDUCT TRIBUNAL ORDERS) RULES
CAP 571MSECURITIES AND FUTURES (COLLECTIVE INVESTMENT SCHEMES) NOTICE
CAP 571NSECURITIES AND FUTURES (FINANCIAL RESOURCES) RULES
CAP 571OSECURITIES AND FUTURES (KEEPING OF RECORDS) RULES
CAP 571PSECURITIES AND FUTURES (ACCOUNTS AND AUDIT) RULES
CAP 571QSECURITIES AND FUTURES (CONTRACT NOTES, STATEMENTS OF ACCOUNT AND RECEIPTS) RULES
CAP 571RSECURITIES AND FUTURES (SHORT SELLING AND SECURITIES BORROWING AND LENDING (MISCELLANEOUS)) RULES
CAP 571SSECURITIES AND FUTURES (LICENSING AND REGISTRATION) (INFORMATION) RULES
CAP 571TSECURITIES AND FUTURES (INVESTOR COMPENSATION-CLAIMS) RULES