Current English Ord. & Sub. Leg.
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Chapter 553ELECTRONIC TRANSACTIONS ORDINANCE
Chapter 554Elections (Corrupt and Illegal Conduct) Ordinance
Chapter 555EXCHANGES AND CLEARING HOUSES (MERGER) ORDINANCE
Chapter 556MASS TRANSIT RAILWAY ORDINANCE
Chapter 557CONSULAR RELATIONS ORDINANCE
Chapter 558INTERNATIONAL ORGANIZATIONS (PRIVILEGES AND IMMUNITIES) ORDINANCE
Chapter 559TRADE MARKS ORDINANCE
Chapter 560ENTERTAINMENT SPECIAL EFFECTS ORDINANCE
Chapter 561HUMAN REPRODUCTIVE TECHNOLOGY ORDINANCE
Chapter 562Broadcasting Ordinance
Chapter 563URBAN RENEWAL AUTHORITY ORDINANCE
Chapter 564WITNESS PROTECTION ORDINANCE
Chapter 565HONG KONG SCIENCE AND TECHNOLOGY PARKS CORPORATION ORDINANCE
Chapter 566DRUG DEPENDENT PERSONS TREATMENT AND REHABILITATION CENTRES (LICENSING) ORDINANCE
Chapter 567REHABILITATION CENTRES ORDINANCE
Chapter 568COPYRIGHT (SUSPENSION OF AMENDMENTS) ORDINANCE 2001
Chapter 569Chief Executive Election Ordinance
Chapter 570FIXED PENALTY (PUBLIC CLEANLINESS OFFENCES) ORDINANCE
Chapter 571Securities and Futures Ordinance
CAP 571Securities and Futures Ordinance
CAP 571ASECURITIES AND FUTURES (UNSOLICITED CALLS-EXCLUSION) RULES
CAP 571BSECURITIES AND FUTURES (RECOGNIZED COUNTERPARTY) RULES
CAP 571CSECURITIES AND FUTURES (REGISTRATION OF COMMISSION DISCIPLINARY ORDERS) RULES
CAP 571DSecurities and Futures (Professional Investor) Rules
CAP 571ESECURITIES AND FUTURES (LEVERAGED FOREIGN EXCHANGE TRADING-EXEMPTION) RULES
CAP 571FSECURITIES AND FUTURES (LEVERAGED FOREIGN EXCHANGE TRADING) (ARBITRATION) RULES
CAP 571GSECURITIES AND FUTURES (EXEMPTED INSTRUMENTS-INFORMATION) RULES
CAP 571HSecurities and Futures (Client Securities) Rules
CAP 571ISECURITIES AND FUTURES (CLIENT MONEY) RULES
CAP 571JSECURITIES AND FUTURES (ASSOCIATED ENTITIES-NOTICE) RULES
CAP 571KSECURITIES AND FUTURES (REGISTRATION OF APPEALS TRIBUNAL ORDERS) RULES
CAP 571LSECURITIES AND FUTURES (REGISTRATION OF MARKET MISCONDUCT TRIBUNAL ORDERS) RULES
CAP 571MSECURITIES AND FUTURES (COLLECTIVE INVESTMENT SCHEMES) NOTICE
CAP 571NSECURITIES AND FUTURES (FINANCIAL RESOURCES) RULES
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Cap 571NEmpowering section
01/04/2003
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Cap 571N Part 1PRELIMINARY
01/04/2003
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Cap 571N s 1(Omitted as spent)
01/04/2003
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Cap 571N s 2Interpretation
01/06/2011
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Cap 571N Part 2ACCOUNTING TREATMENT
01/04/2003
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Cap 571N s 3Accounting treatment
01/04/2003
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Cap 571N Part 3FINANCIAL RESOURCES REQUIREMENTS
01/04/2003
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Cap 571N s 4Licensed corporations to maintain financial resources
01/04/2003
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Cap 571N s 5Paid-up share capital requirement for licensed corporations
01/06/2011
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Cap 571N s 6Liquid capital requirement for licensed corporations
01/04/2003
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Cap 571N Part 4LIQUID CAPITAL
01/04/2003
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Cap 571N Part 4 Division 1General
01/04/2003
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Cap 571N s 7Calculation of liquid capital and required liquid capital
01/04/2003
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Cap 571N Part 4 Division 2Computation basis
01/04/2003
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Cap 571N s 8Accounting for transactions on trade date basis
01/04/2003
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Cap 571N s 9Valuation of proprietary positions, etc.
01/04/2003
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Cap 571N s 10Pairs of transactions
01/04/2003
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Cap 571N s 11No set-off
01/04/2003
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Cap 571N s 12Transactions in margined accounts
01/04/2003
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Cap 571N s 13Treatment of exercised options contracts
01/04/2003
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Cap 571N s 14Assignments
01/04/2003
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Cap 571N s 15Treatment of securities borrowing and lending agreements
01/04/2003
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Cap 571N s 16Treatment of repurchase transactions
01/04/2003
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Cap 571N Part 4 Division 3Liquid assets
01/04/2003
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Cap 571N s 17Computation basis
01/04/2003
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Cap 571N s 18Exclusions from liquid assets
01/04/2003
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Cap 571N s 19Assets provided to others as security
01/04/2003
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Cap 571N s 20Cash in hand and at bank
01/04/2003