Current English Ord. & Sub. Leg.
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Chapter 569Chief Executive Election Ordinance
Chapter 570FIXED PENALTY (PUBLIC CLEANLINESS OFFENCES) ORDINANCE
Chapter 571Securities and Futures Ordinance
CAP 571Securities and Futures Ordinance
CAP 571ASECURITIES AND FUTURES (UNSOLICITED CALLS-EXCLUSION) RULES
CAP 571BSECURITIES AND FUTURES (RECOGNIZED COUNTERPARTY) RULES
CAP 571CSECURITIES AND FUTURES (REGISTRATION OF COMMISSION DISCIPLINARY ORDERS) RULES
CAP 571DSecurities and Futures (Professional Investor) Rules
CAP 571ESECURITIES AND FUTURES (LEVERAGED FOREIGN EXCHANGE TRADING-EXEMPTION) RULES
CAP 571FSECURITIES AND FUTURES (LEVERAGED FOREIGN EXCHANGE TRADING) (ARBITRATION) RULES
CAP 571GSECURITIES AND FUTURES (EXEMPTED INSTRUMENTS-INFORMATION) RULES
CAP 571HSecurities and Futures (Client Securities) Rules
CAP 571ISECURITIES AND FUTURES (CLIENT MONEY) RULES
CAP 571JSECURITIES AND FUTURES (ASSOCIATED ENTITIES-NOTICE) RULES
CAP 571KSECURITIES AND FUTURES (REGISTRATION OF APPEALS TRIBUNAL ORDERS) RULES
CAP 571LSECURITIES AND FUTURES (REGISTRATION OF MARKET MISCONDUCT TRIBUNAL ORDERS) RULES
CAP 571MSECURITIES AND FUTURES (COLLECTIVE INVESTMENT SCHEMES) NOTICE
CAP 571NSECURITIES AND FUTURES (FINANCIAL RESOURCES) RULES
CAP 571OSECURITIES AND FUTURES (KEEPING OF RECORDS) RULES
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Cap 571OEmpowering section
01/04/2003
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Cap 571O Part 1PRELIMINARY
01/04/2003
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Cap 571O s 1(Omitted as spent)
01/04/2003
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Cap 571O s 2Interpretation
01/04/2003
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Cap 571O Part 2KEEPING OF RECORDS
01/04/2003
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Cap 571O Part 2 Division 1General rules
01/04/2003
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Cap 571O s 3General record keeping requirements for intermediaries
01/04/2003
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Cap 571O s 4Record keeping requirements for associated entities
01/04/2003
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Cap 571O Part 2 Division 2Particular rules for intermediaries
01/04/2003
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Cap 571O s 5Particular record keeping requirements for dealing in securities
01/04/2003
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Cap 571O s 6Particular record keeping requirements for leveraged foreign exchange trading
01/04/2003
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Cap 571O s 7Particular record keeping requirements for providing securities margin financing or other financial accommodation and entering into margined transactions
01/04/2003
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Cap 571O s 8Particular record keeping requirements for asset management
01/04/2003
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Cap 571O Part 3MISCELLANEOUS
01/04/2003
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Cap 571O s 9Form in which records are to be kept
01/04/2003
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Cap 571O s 10Record retention period
01/04/2003
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Cap 571O s 11Reporting of non-compliance with certain provisions of these Rules
01/04/2003
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Cap 571O s 12Penalties
01/04/2003
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Cap 571OSCHEDULE
01/04/2003
CAP 571PSECURITIES AND FUTURES (ACCOUNTS AND AUDIT) RULES
CAP 571QSECURITIES AND FUTURES (CONTRACT NOTES, STATEMENTS OF ACCOUNT AND RECEIPTS) RULES
CAP 571RSECURITIES AND FUTURES (SHORT SELLING AND SECURITIES BORROWING AND LENDING (MISCELLANEOUS)) RULES
CAP 571SSECURITIES AND FUTURES (LICENSING AND REGISTRATION) (INFORMATION) RULES
CAP 571TSECURITIES AND FUTURES (INVESTOR COMPENSATION-CLAIMS) RULES
CAP 571USECURITIES AND FUTURES (MISCELLANEOUS) RULES
CAP 571VSECURITIES AND FUTURES (STOCK MARKET LISTING) RULES
CAP 571WSECURITIES AND FUTURES (PRICE STABILIZING) RULES
CAP 571XSECURITIES AND FUTURES (DISCLOSURE OF INTERESTS-SECURITIES BORROWING AND LENDING) RULES
CAP 571YSecurities and Futures (Contracts Limits and Reportable Positions) Rules
CAP 571ZSecurities and Futures (Levy) Order
CAP 571AASecurities and Futures (Levy) Rules
CAP 571ABSECURITIES AND FUTURES (INVESTOR COMPENSATION-LEVY) RULES
CAP 571ACSECURITIES AND FUTURES (INVESTOR COMPENSATION - COMPENSATION LIMITS) RULES
CAP 571ADSECURITIES AND FUTURES (TRANSFER OF FUNCTIONS-INVESTOR COMPENSATION COMPANY) ORDER
CAP 571AESECURITIES AND FUTURES (TRANSFER OF FUNCTIONS-STOCK EXCHANGE COMPANY) ORDER
CAP 571AFSECURITIES AND FUTURES (FEES) RULES
CAP 571AGSECURITIES AND FUTURES (DISCLOSURE OF INTERESTS-EXCLUSIONS) REGULATION
CAP 571AHSecurities and Futures (Offences and Penalties) Regulation
CAP 571AISECURITIES AND FUTURES (INSURANCE) RULES
CAP 571AJSecurities and Futures (Short Position Reporting) Rules
CAP 571AKSecurities and Futures (Futures Contracts) Notice 2012
Chapter 572Fire Safety (Buildings) Ordinance
Chapter 573KARAOKE ESTABLISHMENTS ORDINANCE