Current English Ord. & Sub. Leg.
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Version Date
Chapter 571SECURITIES AND FUTURES ORDINANCE
CAP 571SECURITIES AND FUTURES ORDINANCE
Cap 571Long title
01/04/2003
Cap 571 s 1Short title
01/04/2003
Cap 571 s 2Interpretation
01/04/2003
Cap 571 s 3Securities and Futures Commission
01/04/2003
Cap 571 s 4Regulatory objectives of Commission
01/04/2003
Cap 571 s 5Functions and powers of Commission
01/04/2003
Cap 571 s 6General duties of Commission
01/04/2003
Cap 571 s 7Advisory Committee
01/04/2003
Cap 571 s 8Commission may establish committees
01/04/2003
Cap 571 s 9Staff of Commission
01/04/2003
Cap 571 s 10Delegation and sub-delegation of Commission's functions
01/04/2003
Cap 571 s 11Directions to Commission
23/06/2006
Cap 571 s 12Commission to furnish information
01/04/2003
Cap 571 s 13Financial year and estimates
01/04/2003
Cap 571 s 14Appropriation
01/04/2003
Cap 571 s 15Accounts and annual report
23/06/2006
Cap 571 s 16Auditors and audit
01/04/2003
Cap 571 s 17Investment of funds
01/04/2003
Cap 571 s 18Interpretation of Part III
01/04/2003
Cap 571 s 19Recognition of exchange company
01/04/2003
Cap 571 s 20Transactions that may be conducted on recognized stock market and recognized futures market
01/04/2003
Cap 571 s 21Duties of recognized exchange company
01/04/2003
Cap 571 s 22Immunity, etc.
01/04/2003
Cap 571 s 23Rules by recognized exchange company
08/09/2004
Cap 571 s 24Approval of rules or amendments to rules of recognized exchange company
01/04/2003
Cap 571 s 25Transfer and resumption of functions of Commission
01/04/2003
Cap 571 s 26Appointment of chief executive of recognized exchange company requires approval of Commission
01/04/2003
Cap 571 s 27Production of records, etc. by recognized exchange company
01/04/2003
Cap 571 s 28Withdrawal of recognition of exchange company and direction to cease to provide facilities or services
01/04/2003
Cap 571 s 29Direction to cease to provide facilities or services in emergencies
01/04/2003
Cap 571 s 30Contravention of notice constitutes offence
01/04/2003
Cap 571 s 31Prevention of entry into closed trading markets
01/04/2003
Cap 571 s 32Publication of directions
01/04/2003
Cap 571 s 33Appeals
01/04/2003
Cap 571 s 34Restriction on use of titles relating to exchanges, markets, etc.
01/04/2003
Cap 571 s 35Contract limits and reportable open position
 01/04/2003
Cap 571 s 36Rules by Commission
01/04/2003
Cap 571 s 37Recognition of clearing house
01/04/2003
Cap 571 s 38Duties of recognized clearing house
01/04/2003
Cap 571 s 39Immunity, etc.
01/04/2003
Cap 571 s 40Rules by recognized clearing houses
01/04/2003
Cap 571 s 41Approval of rules or amendments to rules of recognized clearing house
01/04/2003
Cap 571 s 42Production of records, etc. by recognized clearing house
01/04/2003
Cap 571 s 43Withdrawal of recognition of clearing house and direction to cease to provide facilities
01/04/2003
Cap 571 s 44Appeals
01/04/2003
Cap 571 s 45Proceedings of recognized clearing house take precedence over law of insolvency
01/04/2003
Cap 571 s 46Supplementary provisions as to default proceedings
01/04/2003
Cap 571 s 47Duty to report on completion of default proceedings
01/04/2003
Cap 571 s 48Net sum payable on completion of default proceedings
01/04/2003
Cap 571 s 49Disclaimer of property, rescission of contracts, etc.
01/04/2003
Cap 571 s 50Adjustment of prior transactions
01/04/2003
Cap 571 s 51Right of relevant office-holder to recover certain amounts arising from certain transactions
13/02/2004
Cap 571 s 52Application of market collateral not affected by certain other interests, etc.
01/04/2003
Cap 571 s 53Enforcement of judgments over property subject to market charge, etc.
01/04/2003
Cap 571 s 54Law of insolvency in other jurisdictions
01/04/2003
Cap 571 s 55Clearing participant to be party to certain transactions as principal
01/04/2003
Cap 571 s 56Property deposited with recognized clearing house
01/04/2003
Cap 571 s 57Preservation of rights, etc.
01/04/2003
Cap 571 s 58Amendment of Schedule 3
01/04/2003
Cap 571 s 59Recognition of exchange controller
01/04/2003
Cap 571 s 60Interest of recognized exchange controller in recognized exchange company or recognized clearing house cannot be increased or decreased except with approval of Commission
01/04/2003
Cap 571 s 61Person not to become minority controller of exchange controller, etc. without approval of Commission
01/04/2003
Cap 571 s 62Exemption from section 59(1) and revocation of exemption
01/04/2003
Cap 571 s 63Duties of recognized exchange controller
01/04/2003
Cap 571 s 64Immunity, etc.
01/04/2003
Cap 571 s 65Establishment and functions of Risk Management Committee
01/04/2003
Cap 571 s 66Rules by recognized exchange controllers
01/04/2003
Cap 571 s 67Approval of rules or amendments to rules of recognized exchange controller
01/04/2003
Cap 571 s 68Transfer and resumption of function of the Commission
01/04/2003
Cap 571 s 69Chairman of recognized exchange controller
01/04/2003
Cap 571 s 70Appointment of chief executive or chief operating officer of recognized exchange controller requires approval of Commission
01/04/2003
Cap 571 s 71Production of records, etc. by recognized exchange controller
01/04/2003
Cap 571 s 72Withdrawal of recognition of exchange controller
01/04/2003
Cap 571 s 73Appeals
01/04/2003
Cap 571 s 74Provisions applicable where recognized exchange controller, etc. seeks to be listed corporation
01/04/2003
Cap 571 s 75Commission may give directions to recognized exchange controller where it is satisfied that conflict of interest exists, etc.
01/04/2003
Cap 571 s 76Fees to be approved by Commission
01/04/2003
Cap 571 s 77Financial Secretary may appoint not more than 8 persons to board of directors of HKEC
01/04/2003
Cap 571 s 78Amendment of Schedule 3
01/04/2003
Cap 571 s 79Recognition of investor compensation company
01/04/2003
Cap 571 s 80Transfer and resumption of functions of Commission
01/04/2003
Cap 571 s 81Immunity, etc
01/04/2003
Cap 571 s 82Rules by recognized investor compensation company
01/04/2003
Cap 571 s 83Approval of rules or amendments to rules of recognized investor compensation companies
01/04/2003
Cap 571 s 84Production of records, etc. by recognized investor compensation company
01/04/2003
Cap 571 s 85Withdrawal of recognition of investor compensation company
01/04/2003
Cap 571 s 86Appeals
01/04/2003
Cap 571 s 87Subrogation of recognized investor compensation company to rights, etc. of claimant on payment from compensation fund
25/09/2006
Cap 571 s 88Financial statements of a recognized investor compensation company
01/04/2003
Cap 571 s 89Employees of and delegations by a recognized investor compensation company
01/04/2003
Cap 571 s 90Further activities of recognized investor compensation company
01/04/2003
Cap 571 s 91Supply of information
01/04/2003
Cap 571 s 92Additional powers of Commission-restriction notices
01/04/2003
Cap 571 s 93Additional powers of Commission-suspension orders
01/04/2003
Cap 571 s 94Application of Companies Ordinance
01/04/2003
Cap 571 s 95Authorization for providing automated trading services
01/04/2003
Cap 571 s 96Application for authorization
01/04/2003
Cap 571 s 97Conditions for authorization
01/04/2003