Current English Ord. & Sub. Leg.

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Version Date

Cap 571Q s 11

Preparation and provision of monthly statements of account

01/10/2006

Cap 571Q s 12

Duty to provide statements of account upon request

01/04/2003

Cap 571Q Part 2 Division 3

Receipts

01/04/2003

Cap 571Q s 13

Preparation and provision of receipts

01/04/2003

Cap 571Q Part 3

MISCELLANEOUS

01/04/2003

Cap 571Q s 14

Duty to provide copies of certain documents

01/04/2003

Cap 571Q s 15

Language of documents

01/04/2003

Cap 571Q s 16

Retention of copies

01/04/2003

Cap 571Q s 17

Provision of documents to clients

01/04/2003

Cap 571Q s 18

Reporting of non-compliance with certain provisions of these Rules

01/04/2003

Cap 571Q s 19

Penalties

01/04/2003

Cap 571Q Sched 1

SPECIFIED JURISDICTIONS

01/04/2003

CAP 571R

SECURITIES AND FUTURES (SHORT SELLING AND SECURITIES BORROWING AND LENDING (MISCELLANEOUS)) RULES

CAP 571S

SECURITIES AND FUTURES (LICENSING AND REGISTRATION) (INFORMATION) RULES

CAP 571T

SECURITIES AND FUTURES (INVESTOR COMPENSATION-CLAIMS) RULES

CAP 571U

SECURITIES AND FUTURES (MISCELLANEOUS) RULES

CAP 571V

SECURITIES AND FUTURES (STOCK MARKET LISTING) RULES

01/04/2003

01/04/2003

01/04/2003

01/04/2003

01/04/2003

Requirements for listing applications

01/04/2003

Cap 571V s 4

Exemptions from sections 3 and 5

01/04/2003

Cap 571V s 5

Copy of application to be filed with the Commission

01/04/2003

Cap 571V s 6

Powers of the Commission to require further information and to object to listing

01/04/2003

Cap 571V s 7

Copy of ongoing disclosure materials to be filed with the Commission

01/04/2003

Cap 571V Part 3

SUSPENSION OF DEALINGS

01/04/2003

Cap 571V s 8

Suspension of dealings in securities

01/04/2003

Cap 571V s 9

Powers of the Commission upon the suspension under this Part of dealings in any securities

01/04/2003

Cap 571V s 10

Provisions supplementary to sections 8 and 9

01/04/2003

Cap 571V s 11

Restriction on re-listing

01/04/2003

Cap 571V Part 4

APPROVED SHARE REGISTRARS

01/04/2003

Cap 571V s 12

Approval of share registrars

01/04/2003

Cap 571V s 13

Securities not to be listed where approved share registrar not employed

01/04/2003

Cap 571V s 14

Suspension of dealings on cessation of employment, etc. of approved share registrar

01/04/2003

Cap 571V s 15

Power to exempt

01/04/2003

Cap 571V s 16

Appeal against suspension

01/04/2003

Cap 571V Part 5

MISCELLANEOUS

01/04/2003

Cap 571V s 17

Waiver of requirements of Parts 2 and 3

01/04/2003

Cap 571V s 18

Suspensions, etc. by a recognized exchange company to be notified to the Commission

01/04/2003

Cap 571V s 19

Notices, etc. to be in writing

01/04/2003

Cap 571V s 20

Transitional

01/04/2003

CAP 571W

SECURITIES AND FUTURES (PRICE STABILIZING) RULES

CAP 571X

SECURITIES AND FUTURES (DISCLOSURE OF INTERESTS-SECURITIES BORROWING AND LENDING) RULES

CAP 571Y

Securities and Futures (Contracts Limits and Reportable Positions) Rules

CAP 571Z

Securities and Futures (Levy) Order

CAP 571AA

Securities and Futures (Levy) Rules

CAP 571AB

SECURITIES AND FUTURES (INVESTOR COMPENSATION-LEVY) RULES

CAP 571AC

SECURITIES AND FUTURES (INVESTOR COMPENSATION - COMPENSATION LIMITS) RULES

CAP 571AD

SECURITIES AND FUTURES (TRANSFER OF FUNCTIONS-INVESTOR COMPENSATION COMPANY) ORDER

CAP 571AE

SECURITIES AND FUTURES (TRANSFER OF FUNCTIONS-STOCK EXCHANGE COMPANY) ORDER

CAP 571AF

SECURITIES AND FUTURES (FEES) RULES

CAP 571AG

SECURITIES AND FUTURES (DISCLOSURE OF INTERESTS-EXCLUSIONS) REGULATION

CAP 571AH

Securities and Futures (Offences and Penalties) Regulation

CAP 571AI

SECURITIES AND FUTURES (INSURANCE) RULES

CAP 571AJ

Securities and Futures (Short Position Reporting) Rules

CAP 571AK

Securities and Futures (Futures Contracts) Notice 2012

Chapter 572

Fire Safety (Buildings) Ordinance

Chapter 573

KARAOKE ESTABLISHMENTS ORDINANCE

Chapter 574

PUBLIC OFFICERS PAY ADJUSTMENT ORDINANCE

Chapter 575

United Nations (Anti-Terrorism Measures) Ordinance