Current English Ord. & Sub. Leg.

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Version Date

Cap 571Q s 11

Preparation and provision of monthly statements of account

01/10/2006

Cap 571Q s 12

Duty to provide statements of account upon request

01/04/2003

Cap 571Q Part 2 Division 3

Receipts

01/04/2003

Cap 571Q s 13

Preparation and provision of receipts

01/04/2003

Cap 571Q Part 3

MISCELLANEOUS

01/04/2003

Cap 571Q s 14

Duty to provide copies of certain documents

01/04/2003

Cap 571Q s 15

Language of documents

01/04/2003

Cap 571Q s 16

Retention of copies

01/04/2003

Cap 571Q s 17

Provision of documents to clients

01/04/2003

Cap 571Q s 18

Reporting of non-compliance with certain provisions of these Rules

01/04/2003

Cap 571Q s 19

Penalties

01/04/2003

Cap 571Q Sched 1

SPECIFIED JURISDICTIONS

01/04/2003

CAP 571R

SECURITIES AND FUTURES (SHORT SELLING AND SECURITIES BORROWING AND LENDING (MISCELLANEOUS)) RULES

CAP 571S

SECURITIES AND FUTURES (LICENSING AND REGISTRATION) (INFORMATION) RULES

CAP 571T

SECURITIES AND FUTURES (INVESTOR COMPENSATION-CLAIMS) RULES

CAP 571U

SECURITIES AND FUTURES (MISCELLANEOUS) RULES

CAP 571V

SECURITIES AND FUTURES (STOCK MARKET LISTING) RULES

CAP 571W

SECURITIES AND FUTURES (PRICE STABILIZING) RULES

01/04/2003

01/04/2003

01/04/2003

14/12/2007

07/01/2005

EXEMPTION FOR STABILIZING ACTION

01/04/2003

Cap 571W s 4

Conduct not to constitute market misconduct

01/04/2003

Cap 571W s 5

Conduct not to constitute offences under Part XIV of the Ordinance

01/04/2003

Cap 571W Part 3

STABILIZING ACTION

01/04/2003

Cap 571W s 6

Primary stabilizing action

01/04/2003

Cap 571W s 7

Ancillary stabilizing action

01/04/2003

Cap 571W s 8

Disclosure of stabilizing action

01/04/2003

Cap 571W s 9

Interim and post-stabilization disclosure

01/04/2003

Cap 571W s 10

Restrictions on stabilizing action

01/04/2003

Cap 571W s 11

Limits on pricing in stabilizing action

01/04/2003

Cap 571W s 12

Management of stabilization

01/04/2003

Cap 571W Part 4

01/04/2003

Cap 571W s 13

Record keeping for stabilizing actions taken

01/04/2003

Cap 571W s 14

Inspection of register

01/04/2003

Cap 571W Part 5

MISCELLANEOUS

01/04/2003

Cap 571W s 15

Overseas stabilization

01/04/2003

Cap 571W Sched 1

RELEVANT COMMUNICATIONS

01/04/2003

Cap 571W Sched 2

PRICING LIMITS

01/04/2003

Cap 571W Sched 3

POST-STABILIZATION DISCLOSURE

01/04/2003

Cap 571W Sched 4

OVERSEAS STABILIZATION

06/02/2004

CAP 571X

SECURITIES AND FUTURES (DISCLOSURE OF INTERESTS-SECURITIES BORROWING AND LENDING) RULES

CAP 571Y

Securities and Futures (Contracts Limits and Reportable Positions) Rules

CAP 571Z

Securities and Futures (Levy) Order

CAP 571AA

Securities and Futures (Levy) Rules

CAP 571AB

SECURITIES AND FUTURES (INVESTOR COMPENSATION-LEVY) RULES

CAP 571AC

SECURITIES AND FUTURES (INVESTOR COMPENSATION - COMPENSATION LIMITS) RULES

CAP 571AD

SECURITIES AND FUTURES (TRANSFER OF FUNCTIONS-INVESTOR COMPENSATION COMPANY) ORDER

CAP 571AE

SECURITIES AND FUTURES (TRANSFER OF FUNCTIONS-STOCK EXCHANGE COMPANY) ORDER

CAP 571AF

SECURITIES AND FUTURES (FEES) RULES

CAP 571AG

SECURITIES AND FUTURES (DISCLOSURE OF INTERESTS-EXCLUSIONS) REGULATION

CAP 571AH

Securities and Futures (Offences and Penalties) Regulation

CAP 571AI

SECURITIES AND FUTURES (INSURANCE) RULES

CAP 571AJ

Securities and Futures (Short Position Reporting) Rules

CAP 571AK

Securities and Futures (Futures Contracts) Notice 2012

Chapter 572

Fire Safety (Buildings) Ordinance

Chapter 573

KARAOKE ESTABLISHMENTS ORDINANCE

Chapter 574

PUBLIC OFFICERS PAY ADJUSTMENT ORDINANCE

Chapter 575

United Nations (Anti-Terrorism Measures) Ordinance

Chapter 576

VILLAGE REPRESENTATIVE ELECTION ORDINANCE