Current English Ord. & Sub. Leg.
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Cap 571Q s 11Preparation and provision of monthly statements of account
01/10/2006
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Cap 571Q s 12Duty to provide statements of account upon request
01/04/2003
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Cap 571Q Part 2 Division 3Receipts
01/04/2003
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Cap 571Q s 13Preparation and provision of receipts
01/04/2003
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Cap 571Q Part 3MISCELLANEOUS
01/04/2003
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Cap 571Q s 14Duty to provide copies of certain documents
01/04/2003
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Cap 571Q s 15Language of documents
01/04/2003
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Cap 571Q s 16Retention of copies
01/04/2003
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Cap 571Q s 17Provision of documents to clients
01/04/2003
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Cap 571Q s 18Reporting of non-compliance with certain provisions of these Rules
01/04/2003
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Cap 571Q s 19Penalties
01/04/2003
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Cap 571Q Sched 1SPECIFIED JURISDICTIONS
01/04/2003
CAP 571RSECURITIES AND FUTURES (SHORT SELLING AND SECURITIES BORROWING AND LENDING (MISCELLANEOUS)) RULES
CAP 571SSECURITIES AND FUTURES (LICENSING AND REGISTRATION) (INFORMATION) RULES
CAP 571TSECURITIES AND FUTURES (INVESTOR COMPENSATION-CLAIMS) RULES
CAP 571USECURITIES AND FUTURES (MISCELLANEOUS) RULES
CAP 571VSECURITIES AND FUTURES (STOCK MARKET LISTING) RULES
CAP 571WSECURITIES AND FUTURES (PRICE STABILIZING) RULES
CAP 571XSECURITIES AND FUTURES (DISCLOSURE OF INTERESTS-SECURITIES BORROWING AND LENDING) RULES
CAP 571YSecurities and Futures (Contracts Limits and Reportable Positions) Rules
CAP 571ZSecurities and Futures (Levy) Order
CAP 571AASecurities and Futures (Levy) Rules
CAP 571ABSECURITIES AND FUTURES (INVESTOR COMPENSATION-LEVY) RULES
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Cap 571ABEmpowering section
01/04/2003
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Cap 571AB Part 1PRELIMINARY
01/04/2003
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Cap 571AB s 1(Omitted as spent)
01/04/2003
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Cap 571AB s 2Interpretation
12/07/2008
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Cap 571AB Part 2LEVY PAYABLE IN RESPECT OF SALE AND PURCHASE OF SECURITIES
28/10/2005
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Cap 571AB s 3Application of Part 2
28/10/2005
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Cap 571AB s 4Securities
12/07/2008
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Cap 571AB s 5 No levy on stock options
01/04/2003
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Cap 571AB s 6(Repealed L.N. 122 of 2008)
12/07/2008
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Cap 571AB s 7(Repealed L.N. 122 of 2008)
12/07/2008
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Cap 571AB s 7ANo levy on sale and purchase of securities by securities market maker permit holders
12/07/2008
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Cap 571AB Part 3LEVY PAYABLE IN RESPECT OF SALE AND PURCHASE OF FUTURES CONTRACTS
28/10/2005
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Cap 571AB s 8Application of Part 3
28/10/2005
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Cap 571AB s 9Futures contracts
01/04/2003
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Cap 571AB s 10Mini-Hang Seng Index Futures Contracts, Mini-Hang Seng Index Options Contracts and Mini-Hang Seng China Enterprises Index Futures Contracts*
12/07/2008
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Cap 571AB s 11Stock futures contracts
01/04/2003
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Cap 571AB Part 4MANNER OF PAYMENT AND INCIDENTAL MATTERS
01/04/2003
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Cap 571AB s 12Payment of levies
01/04/2003
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Cap 571AB s 13Exchange Company to collect and remit levy
01/04/2003
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Cap 571AB s 14Exchange Company to deposit levies in bank pending remittance
01/04/2003
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Cap 571AB s 15Returns relating to remittance
01/04/2003
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Cap 571AB s 16Adjustment of remittance and returns
01/04/2003
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Cap 571AB s 17Late remittance charge
01/04/2003
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Cap 571AB s 18Accounts
01/04/2003
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Cap 571AB s 19Inspection of accounts
01/04/2003
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Cap 571AB s 20Report
28/10/2005
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Cap 571AB s 21Refund of levy
01/04/2003
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Cap 571AB s 22Notification of failure to pay levy
01/04/2003
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Cap 571AB s 23Provision of information
01/04/2003
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Cap 571AB Part 5NO PAYMENT OF LEVY UNDER EXEMPTION NOTICE
28/10/2005
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Cap 571AB s 24Commission to cause financial statement to be audited
28/10/2005
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Cap 571AB s 25Commission to publish exemption notice
28/10/2005
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Cap 571AB s 26Commission to publish termination of exemption notice
28/10/2005
CAP 571ACSECURITIES AND FUTURES (INVESTOR COMPENSATION - COMPENSATION LIMITS) RULES
CAP 571ADSECURITIES AND FUTURES (TRANSFER OF FUNCTIONS-INVESTOR COMPENSATION COMPANY) ORDER
CAP 571AESECURITIES AND FUTURES (TRANSFER OF FUNCTIONS-STOCK EXCHANGE COMPANY) ORDER
CAP 571AFSECURITIES AND FUTURES (FEES) RULES
CAP 571AGSECURITIES AND FUTURES (DISCLOSURE OF INTERESTS-EXCLUSIONS) REGULATION
CAP 571AHSecurities and Futures (Offences and Penalties) Regulation