Current English Ord. & Sub. Leg.
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Version Date
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Cap 571Q s 11Preparation and provision of monthly statements of account
01/10/2006
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Cap 571Q s 12Duty to provide statements of account upon request
01/04/2003
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Cap 571Q Part 2 Division 3Receipts
01/04/2003
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Cap 571Q s 13Preparation and provision of receipts
01/04/2003
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Cap 571Q Part 3MISCELLANEOUS
01/04/2003
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Cap 571Q s 14Duty to provide copies of certain documents
01/04/2003
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Cap 571Q s 15Language of documents
01/04/2003
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Cap 571Q s 16Retention of copies
01/04/2003
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Cap 571Q s 17Provision of documents to clients
01/04/2003
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Cap 571Q s 18Reporting of non-compliance with certain provisions of these Rules
01/04/2003
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Cap 571Q s 19Penalties
01/04/2003
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Cap 571Q Sched 1SPECIFIED JURISDICTIONS
01/04/2003
CAP 571RSECURITIES AND FUTURES (SHORT SELLING AND SECURITIES BORROWING AND LENDING (MISCELLANEOUS)) RULES
CAP 571SSECURITIES AND FUTURES (LICENSING AND REGISTRATION) (INFORMATION) RULES
CAP 571TSECURITIES AND FUTURES (INVESTOR COMPENSATION-CLAIMS) RULES
CAP 571USECURITIES AND FUTURES (MISCELLANEOUS) RULES
CAP 571VSECURITIES AND FUTURES (STOCK MARKET LISTING) RULES
CAP 571WSECURITIES AND FUTURES (PRICE STABILIZING) RULES
CAP 571XSECURITIES AND FUTURES (DISCLOSURE OF INTERESTS-SECURITIES BORROWING AND LENDING) RULES
CAP 571YSecurities and Futures (Contracts Limits and Reportable Positions) Rules
CAP 571ZSecurities and Futures (Levy) Order
CAP 571AASecurities and Futures (Levy) Rules
CAP 571ABSECURITIES AND FUTURES (INVESTOR COMPENSATION-LEVY) RULES
CAP 571ACSECURITIES AND FUTURES (INVESTOR COMPENSATION - COMPENSATION LIMITS) RULES
CAP 571ADSECURITIES AND FUTURES (TRANSFER OF FUNCTIONS-INVESTOR COMPENSATION COMPANY) ORDER
CAP 571AESECURITIES AND FUTURES (TRANSFER OF FUNCTIONS-STOCK EXCHANGE COMPANY) ORDER
CAP 571AFSECURITIES AND FUTURES (FEES) RULES
CAP 571AGSECURITIES AND FUTURES (DISCLOSURE OF INTERESTS-EXCLUSIONS) REGULATION
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Cap 571AGEmpowering section
01/04/2003
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Cap 571AG s 1(Omitted as spent)
01/04/2003
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Cap 571AG s 2Interpretation
01/04/2003
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Cap 571AG s 3Prescribed interests and short positions to be disregarded for the purpose of notification
01/04/2003
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Cap 571AG s 4Prescribed interests and short positions to be disregarded for the purpose of notification by director and chief executive
01/04/2003
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Cap 571AG s 5Exclusion from requirements for notification in certain circumstances of change in nature of interest
01/04/2003
CAP 571AHSecurities and Futures (Offences and Penalties) Regulation
CAP 571AISECURITIES AND FUTURES (INSURANCE) RULES
CAP 571AJSecurities and Futures (Short Position Reporting) Rules
CAP 571AKSecurities and Futures (Futures Contracts) Notice 2012
Chapter 572Fire Safety (Buildings) Ordinance
Chapter 573KARAOKE ESTABLISHMENTS ORDINANCE
Chapter 574PUBLIC OFFICERS PAY ADJUSTMENT ORDINANCE
Chapter 575United Nations (Anti-Terrorism Measures) Ordinance
Chapter 576VILLAGE REPRESENTATIVE ELECTION ORDINANCE
Chapter 577TUNG CHUNG CABLE CAR ORDINANCE
Chapter 578CHEMICAL WEAPONS (CONVENTION) ORDINANCE
Chapter 579PREVENTION OF CHILD PORNOGRAPHY ORDINANCE
Chapter 580PUBLIC OFFICERS PAY ADJUSTMENTS (2004/2005) ORDINANCE
Chapter 581DEPOSIT PROTECTION SCHEME ORDINANCE
Chapter 582MERCHANT SHIPPING (SECURITY OF SHIPS AND PORT FACILITIES) ORDINANCE
Chapter 583CONSTRUCTION WORKERS REGISTRATION ORDINANCE
Chapter 584CLEARING AND SETTLEMENT SYSTEMS ORDINANCE
Chapter 585LAND TITLES ORDINANCE
Chapter 586PROTECTION OF ENDANGERED SPECIES OF ANIMALS AND PLANTS ORDINANCE
Chapter 587CONSTRUCTION INDUSTRY COUNCIL ORDINANCE
Chapter 588FINANCIAL REPORTING COUNCIL ORDINANCE
Chapter 589INTERCEPTION OF COMMUNICATIONS AND SURVEILLANCE ORDINANCE
Chapter 590SAFETY OF UNITED NATIONS AND ASSOCIATED PERSONNEL ORDINANCE
Chapter 591SHENZHEN BAY PORT HONG KONG PORT AREA ORDINANCE
Chapter 592ACCREDITATION OF ACADEMIC AND VOCATIONAL QUALIFICATIONS ORDINANCE
Chapter 593Unsolicited Electronic Messages Ordinance
Chapter 594TSING SHA CONTROL AREA ORDINANCE
Chapter 595HAZARDOUS CHEMICALS CONTROL ORDINANCE