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Current English Ord. & Sub. Leg.
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Version Date
Cap 571Q s 11
Preparation and provision of monthly statements of account
01/10/2006
Cap 571Q s 12
Duty to provide statements of account upon request
01/04/2003
Cap 571Q Part 2 Division 3
Receipts
01/04/2003
Cap 571Q s 13
Preparation and provision of receipts
01/04/2003
Cap 571Q Part 3
MISCELLANEOUS
01/04/2003
Cap 571Q s 14
Duty to provide copies of certain documents
01/04/2003
Cap 571Q s 15
Language of documents
01/04/2003
Cap 571Q s 16
Retention of copies
01/04/2003
Cap 571Q s 17
Provision of documents to clients
01/04/2003
Cap 571Q s 18
Reporting of non-compliance with certain provisions of these Rules
01/04/2003
Cap 571Q s 19
Penalties
01/04/2003
Cap 571Q Sched 1
SPECIFIED JURISDICTIONS
01/04/2003
CAP 571R
SECURITIES AND FUTURES (SHORT SELLING AND SECURITIES BORROWING AND LENDING (MISCELLANEOUS)) RULES
CAP 571S
SECURITIES AND FUTURES (LICENSING AND REGISTRATION) (INFORMATION) RULES
CAP 571T
SECURITIES AND FUTURES (INVESTOR COMPENSATION-CLAIMS) RULES
CAP 571U
SECURITIES AND FUTURES (MISCELLANEOUS) RULES
CAP 571V
SECURITIES AND FUTURES (STOCK MARKET LISTING) RULES
CAP 571W
SECURITIES AND FUTURES (PRICE STABILIZING) RULES
CAP 571X
SECURITIES AND FUTURES (DISCLOSURE OF INTERESTS-SECURITIES BORROWING AND LENDING) RULES
CAP 571Y
Securities and Futures (Contracts Limits and Reportable Positions) Rules
CAP 571Z
Securities and Futures (Levy) Order
CAP 571AA
Securities and Futures (Levy) Rules
CAP 571AB
SECURITIES AND FUTURES (INVESTOR COMPENSATION-LEVY) RULES
CAP 571AC
SECURITIES AND FUTURES (INVESTOR COMPENSATION - COMPENSATION LIMITS) RULES
CAP 571AD
SECURITIES AND FUTURES (TRANSFER OF FUNCTIONS-INVESTOR COMPENSATION COMPANY) ORDER
CAP 571AE
SECURITIES AND FUTURES (TRANSFER OF FUNCTIONS-STOCK EXCHANGE COMPANY) ORDER
CAP 571AF
SECURITIES AND FUTURES (FEES) RULES
CAP 571AG
SECURITIES AND FUTURES (DISCLOSURE OF INTERESTS-EXCLUSIONS) REGULATION
Cap 571AG
Empowering section
01/04/2003
Cap 571AG s 1
(Omitted as spent)
01/04/2003
Cap 571AG s 2
Interpretation
01/04/2003
Cap 571AG s 3
Prescribed interests and short positions to be disregarded for the purpose of notification
01/04/2003
Cap 571AG s 4
Prescribed interests and short positions to be disregarded for the purpose of notification by director and chief executive
01/04/2003
Cap 571AG s 5
Exclusion from requirements for notification in certain circumstances of change in nature of interest
01/04/2003
CAP 571AH
Securities and Futures (Offences and Penalties) Regulation
CAP 571AI
SECURITIES AND FUTURES (INSURANCE) RULES
CAP 571AJ
Securities and Futures (Short Position Reporting) Rules
CAP 571AK
Securities and Futures (Futures Contracts) Notice 2012
Chapter 572
Fire Safety (Buildings) Ordinance
Chapter 573
KARAOKE ESTABLISHMENTS ORDINANCE
Chapter 574
PUBLIC OFFICERS PAY ADJUSTMENT ORDINANCE
Chapter 575
United Nations (Anti-Terrorism Measures) Ordinance
Chapter 576
VILLAGE REPRESENTATIVE ELECTION ORDINANCE
Chapter 577
TUNG CHUNG CABLE CAR ORDINANCE
Chapter 578
CHEMICAL WEAPONS (CONVENTION) ORDINANCE
Chapter 579
PREVENTION OF CHILD PORNOGRAPHY ORDINANCE
Chapter 580
PUBLIC OFFICERS PAY ADJUSTMENTS (2004/2005) ORDINANCE
Chapter 581
DEPOSIT PROTECTION SCHEME ORDINANCE
Chapter 582
MERCHANT SHIPPING (SECURITY OF SHIPS AND PORT FACILITIES) ORDINANCE
Chapter 583
CONSTRUCTION WORKERS REGISTRATION ORDINANCE
Chapter 584
CLEARING AND SETTLEMENT SYSTEMS ORDINANCE
Chapter 585
LAND TITLES ORDINANCE
Chapter 586
PROTECTION OF ENDANGERED SPECIES OF ANIMALS AND PLANTS ORDINANCE
Chapter 587
CONSTRUCTION INDUSTRY COUNCIL ORDINANCE
Chapter 588
FINANCIAL REPORTING COUNCIL ORDINANCE
Chapter 589
INTERCEPTION OF COMMUNICATIONS AND SURVEILLANCE ORDINANCE
Chapter 590
SAFETY OF UNITED NATIONS AND ASSOCIATED PERSONNEL ORDINANCE
Chapter 591
SHENZHEN BAY PORT HONG KONG PORT AREA ORDINANCE
Chapter 592
ACCREDITATION OF ACADEMIC AND VOCATIONAL QUALIFICATIONS ORDINANCE
Chapter 593
Unsolicited Electronic Messages Ordinance
Chapter 594
TSING SHA CONTROL AREA ORDINANCE
Chapter 595
HAZARDOUS CHEMICALS CONTROL ORDINANCE
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