CENSUS AND STATISTICS (ANNUAL SURVEY OF EXTERNAL FACTOR INCOME FLOWS) ORDER
Gazette Number:
Schedule:
Heading:
SCHEDULE
Version Date:
30/06/1997
Caution : This is a past version. See the current version for the latest position.
[section 3]
MATTERS IN RESPECT OF WHICH INFORMATION
IS REQUIRED TO BE GIVEN
A. All Business Undertakings
1. Name, address, place of incorporation or registration, business registration number, type of ownership, nature of business, nature of external transactions and investment activities, and sales revenue of each of the business undertakings in the local enterprise group which includes the reporting business undertaking.
2. Percentage of equity ownership of the reporting business undertaking, and other business undertaking in the same local enterprise group which includes the reporting business undertaking-
(a) in the case of such an undertaking which is a body corporate having a share capital, percentage of shareholdings owned by place of residence of persons who are each a registered owner of not less than 10% of the voting shares of such undertaking;
(b) in the case of any other such undertaking, percentage of equity ownership by place of residence of persons who each have contributed, otherwise than by way of a loan, not less than 10% of the capital of such undertaking.
3. Name, address, place of incorporation, place of business registration and nature of business of each of the business undertakings in the foreign parent group in relation to the reporting business undertaking, and in the foreign parent groups in relation to other business undertakings in the same local enterprise group which includes the reporting business undertaking.
4. Name, address, place of incorporation, place of business registration and nature of business of each of the business undertakings-
(a) which acts as manager or agent on behalf of the reporting business undertaking, or on behalf of each of other business undertakings in the same local enterprise group which includes the reporting business undertaking, in conducting external transactions; or
(b) which through the connections of which the reporting business undertaking, or other business undertakings in the same local enterprise group which includes the reporting business undertaking, conducts external transactions.
5. Name, address, place of incorporation, place of business registration and nature of business of each of the business undertakings located outside Hong Kong in which the reporting business undertaking, or other business undertakings in the same local enterprise group which includes the reporting business undertaking, has a participating interest.
B. Banking Business
For the local enterprise group, and for each business undertaking therein, which includes the reporting business undertaking-
1. Investment income earned from and paid to any person outside Hong Kong, other than those collected or paid through any agent in Hong Kong.
2. Investment income earned on behalf of other persons who are identified by place of residence from and paid to persons outside Hong Kong.
3. Average position of assets outside Hong Kong and average interest rate applicable to those assets.
4. Average position of liabilities outside Hong Kong and average interest rate applicable to those liabilities.
5. Labour income paid to employees thereof who principally work for the reporting business undertaking in Hong Kong and who are non-resident persons.
C. Fund Management Business
For the local enterprise group, and for each business undertaking therein, which includes the reporting business undertaking-
1. Investment income earned from and paid to any person outside Hong Kong, other than those collected or paid through any agent in Hong Kong.
2. Investment income earned on behalf of other persons who are identified by place of residence from and paid to persons outside Hong Kong.
3. For funds, portfolios and trusts owned by other persons who are identified by place of residence, but managed by the reporting business undertaking-
(a) the value of holdings on a reference day specified by the Commissioner within the survey period of each of the shares issued by business undertakings which are non-resident persons, only the shares being listed on the Unified Exchange;
(b) the value of holdings on a reference day specified by the Commissioner within the survey period of each type of debt securities issued by resident persons;
(c) the average yield for each type of securities reported in C3(b);
(d) the value of holdings on a reference day specified by the Commissioner within the survey period of each type of shares issued by business undertakings which are non-resident persons, only the shares being listed on stock exchanges outside Hong Kong;
(e) the average dividend yield for each type of shares reported in C3(d);
(f) the value of holdings on a reference day specified by the Commissioner within the survey period of each of the shares issued by business undertakings which are resident persons;
(g) the value of holdings on a reference day specified by the Commissioner within the survey period of each type of debt securities issued by non-resident persons;
(h) the average yield for each type of securities reported in C(3)(g).
4. Labour income paid to employees thereof who principally work for the reporting business undertaking in Hong Kong and who are non-resident persons.
D. Custodian Business
For the local enterprise group, and for each business undertaking therein, which includes the reporting business undertaking-
1. Investment income earned from and paid to any person outside Hong Kong, other than those collected or paid through any agent in Hong Kong.
2. On behalf of other persons with addresses outside Hong Kong for correspondence-
(a) the value of holdings on a reference day specified by the Commissioner within the survey period of each of the shares which are listed on the Unified Exchange;
(b) the value of holdings on a reference day specified by the Commissioner within the survey period of each type of debt securities issued by resident persons;
(c) the average yield for each type of securities reported in D(2)(b).
3. On behalf of other persons with addresses in Hong Kong for correspondence-
(a) the value of holdings on a reference day specified by the Commissioner within the survey period of each type of shares issued by business undertakings which are non-resident persons, only the shares being listed on stock exchanges outside Hong Kong;
(b) the average dividend yield for each type of shares reported in D(3)(a);
(c) the value of holdings on a reference day specified by the Commissioner within the survey period of each type of debt securities issued by non-resident persons;
(d) the average yield for each type of securities reported in D(3)(c).
4. Labour income paid to employees thereof who principally work for the reporting business undertaking in Hong Kong and who are non-resident persons.
E. Share Registration Business
For the local enterprise group, and for each business undertaking therein, which includes the reporting business undertaking-
1. Name and address of companies listed on the Unified Exchange the share registration matters of which are handled by the reporting business undertaking.
2. Investment income earned from and paid to any person outside Hong Kong, other than those collected or paid through any agent in Hong Kong.
3. Investment income earned on behalf of other persons who are identified by place of residence from and paid to persons from outside Hong Kong.
4. On behalf of other business undertakings who are non-resident persons having a share capital, investment income paid to shareholders with local registered addresses.
5. On behalf of other business undertakings who are resident persons having a share capital, investment income paid to shareholders with registered addresses outside Hong Kong.
6. Labour income paid to employees thereof who principally work for the reporting business undertaking in Hong Kong and who are non-resident persons.
F. Business Undertakings other than Banking Business, Fund
Management Business, Custodian Business and Share
Registration Business
For the local enterprise group, and for each business undertaking therein, which includes the reporting business undertaking-
1. Investment income earned from and paid to any person outside Hong Kong, other than those collected or paid through any agent in Hong Kong.
2. Investment income earned on behalf of other persons who are identified by place of residence from and paid to persons from outside Hong Kong.
3. Labour income paid to employees thereof who principally work for the reporting business undertaking in Hong Kong and who are non-resident persons.