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Chapter: | 571P
 | Title: | SECURITIES AND FUTURES (ACCOUNTS AND AUDIT) RULES | Gazette Number: | L.N. 211 of 2002; L.N. 12 of 2003 |
| Section: | 2 | Heading: | Interpretation | Version Date: | 01/04/2003 |
In these Rules, unless the context otherwise requires-
"dealing in securities" (證券交易) has the meaning assigned to it by Part 2 of Schedule 5 to the Ordinance;
"margin client" (保證金客戶) means-
- (a) in relation to a corporation licensed for dealing in securities, a client to whom the corporation provides securities margin financing; or
(b) a client of a corporation licensed for securities margin financing;