||Title:||Securities and Futures Ordinance||Gazette Number:||L.N. 12 of 2003|
|Section:||27||Heading:||Production of records, etc. by recognized exchange company||Version Date:||01/04/2003|
(1) The Commission may, by notice in writing served on a recognized exchange company, require the company to provide to the Commission, within such period as the Commission may specify in the notice-
as the Commission may reasonably require for the performance of its functions.
(a) such books and records kept by it in connection with or for the purposes of its business or in respect of any trading in securities or futures contracts; and
(b) such other information relating to its business or any trading in securities or futures contracts,
(2) A recognized exchange company served with a notice under subsection (1) which, without reasonable excuse, fails to comply with the notice commits an offence and is liable on conviction to a fine at level 5.