Cap 571 s 27 Production of records, etc. by recognized exchange company (Securities and Futures Ordinance)

Contents of Section

Chapter:	571	Title:	Securities and Futures Ordinance	Gazette Number:	L.N. 12 of 2003
Section:	27	Heading:	Production of records, etc. by recognized exchange company	Version Date:	01/04/2003

(1) The Commission may, by notice in writing served on a recognized exchange company, require the company to provide to the Commission, within such period as the Commission may specify in the notice-

(a) such books and records kept by it in connection with or for the purposes of its business or in respect of any trading in securities or futures contracts; and

(b) such other information relating to its business or any trading in securities or futures contracts,

as the Commission may reasonably require for the performance of its functions.
(2) A recognized exchange company served with a notice under subsection (1) which, without reasonable excuse, fails to comply with the notice commits an offence and is liable on conviction to a fine at level 5.