Cap 571I s 11 Reporting of non-compliance with certain provisions of these Rules (SECURITIES AND FUTURES (CLIENT MONEY) RULES; SECURITIES AND FUTURES ORDINANCE)

Contents of Section

Chapter:	571I	Title:	SECURITIES AND FUTURES (CLIENT MONEY) RULES	Gazette Number:	L.N. 202 of 2002; L.N. 12 of 2003
Section:	11	Heading:	Reporting of non-compliance with certain provisions of these Rules	Version Date:	01/04/2003

If a licensed corporation or an associated entity of a licensed corporation to which section 4(1) or (4) or 5(1) applies becomes aware that it does not comply with such section, it shall, within one business day thereafter, give written notice of that fact to the Commission.