|571I||Title:||SECURITIES AND FUTURES (CLIENT MONEY) RULES||Gazette Number:||L.N. 202 of 2002; L.N. 12 of 2003|
|Section:||11||Heading:||Reporting of non-compliance with certain provisions of these Rules||Version Date:||01/04/2003|
If a licensed corporation or an associated entity of a licensed corporation to which section 4(1) or (4) or 5(1) applies becomes aware that it does not comply with such section, it shall, within one business day thereafter, give written notice of that fact to the Commission.