Contents of Section

Chapter:

571 PDFTitle:Securities and Futures OrdinanceGazette Number:L.N. 12 of 2003
Section:31Heading:Prevention of entry into closed trading marketsVersion Date:01/04/2003


(1) The Commission may take all necessary steps to ensure compliance with a notice under section 28(1)(b) or 29(1) or (3) and may, in particular, secure-

        (a) the facilities to which the notice relates; or
        (b) the premises on which such facilities are kept or the premises on which the services to which the notice relates are provided,
against use for dealings in securities or futures contracts or other purposes.
(2) A person commits an offence and is liable on conviction to a fine at level 5 if, without the authority of the Commission or reasonable excuse, he-
        (a) makes use of any facilities or services to which the notice under section 28(1)(b) or 29(1) or (3) relates; or
        (b) enters the premises on which such facilities are kept or the premises on which such services are provided.