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Chapter:

571Q PDFTitle:SECURITIES AND FUTURES (CONTRACT NOTES, STATEMENTS OF ACCOUNT AND RECEIPTS) RULESGazette Number:L.N. 212 of 2002; L.N. 12 of 2003
Section:18Heading:Reporting of non-compliance with certain provisions of these RulesVersion Date:01/04/2003


If an intermediary, or an associated entity of an intermediary, becomes aware that it does not comply with any provision of Part 2 or section 14, 15 or 16 that applies to it, it shall given written notice of that fact to the Commission within one business day thereafter.